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Markets in
Financial Instruments Directive (MiFID) Training
for the Board
of Directors
A. Instructor-Led MiFID Training for the Board of
Directors
Course Title:
Markets in
Financial Instruments Directive (MiFID):
Due Diligence for the Board of Directors
Objectives:
This course has been designed
to
provide board members with the
knowledge
and skills
needed not only to understand MiFID, but also to use MiFID as
a competitive advantage
Target Audience:
This course is intended for
potential, new and sitting directors.
Duration:
4 Hours. It can be tailored
to specific needs.
Course Description
A.
Overview
-
From
the Investment
Services Directive (ISD) to
the Markets in Financial Instruments Directive (MiFID)
-
From Know Your Customer (KYC) to Client Classification (CC)
-
Best Execution
-
Suitability and Appropriateness
-
Transaction Reporting
B.
Challenges
-
Conflicts of interest
-
Conduct of Business (COB) obligations
-
Obligation to execute orders on terms “most
favourable”
to the client
-
The impact of MiFID on corporate governance
-
The role of the board of directors and executive management
C.
Opportunities
-
Freedom to provide investment services and activities in all
the countries of the EEA using a single "passport"
-
The new role of a branch and the new access rules to regulated
markets
-
Systematic Internalisers:
Should we become a stock exchange?
D.
MiFID and the World
-
MiFID and the European Economic Area (EEA)
-
MiFID and countries outside the European
Economic Area
-
MiFID and the Offshore Financial Centers
(OFCs)
-
MiFID and the USA
-
MiFID and the Reg NMS:
Similarities and differences between the Regulation for
National Market System (Reg NMS) in the United States and the
MiFID in EU
E. MiFID and Alternative
Investments
-
MiFID and Hedge Funds
-
Sophisticated onshore and offshore legal structures
-
Minimizing regulatory, operational and compliance risks
We will
discuss how countries and firms use compliance as a
competitive advantage. This is a very important part of this
presentation.
The presentation can be customized
to meet specific needs.
Our Policy
Fixed fees, fixed terms. You know the
exact final cost. Everything is included in this price.
The
cost for
training (most major cities in the USA, Europe, Middle East and
Pacific Rim)
is:
US$ 9,800
This is the
final cost.
This fee includes tax,
expenses, hotels, flights, everything.
50% due 20 days before the first day of the class / event and 50%
due the last day
Our Web
Sites
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B. Distance learning and Online Certification Program for
the Board of Directors
www.members-of-the-board-association.com/Distance_Learning_and_Certification.htm
A.
Certified
Member of the Board of Directors (CMBD)
B. Certified
Member of the Risk Committee of the Board of Directors (CMRBD)
To learn more
www.members-of-the-board-association.com/Distance_Learning_and_Certification.htm
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