Markets in
Financial Instruments Directive (MiFID) Training for the Board
of Directors
Course Title:
Markets in
Financial Instruments Directive (MiFID):
Due Diligence for Directors and Executive Management
Objectives:
This course has been designed
to
provide board members and executive management with the
knowledge
and skills
needed not only to understand MiFID, but also to use MiFID as
a competitive advantage
Target Audience:
This course is intended for
potential, new and sitting directors and executive management.
It is highly recommended for management consultants.
Duration:
4 Hours. It can be tailored
to your needs.
Course Description
A.
Overview
From
the Investment
Services Directive (ISD) to
the Markets in Financial Instruments Directive (MiFID)
From Know Your Customer (KYC) to Client Classification (CC)
Best Execution
Suitability and Appropriateness
Transaction Reporting
B.
Challenges
Conflicts of interest
Conduct of Business (COB) obligations
Obligation to execute orders on terms “most
favourable”
to the client
The impact of MiFID on corporate governance
The role of the board of directors and executive management
C.
Opportunities
Freedom to provide investment services and activities in all
the countries of the EEA using a single "passport"
The new role of a branch and the new access rules to regulated
markets
Systematic Internalisers:
Should we become a stock exchange?
D.
MiFID and the World
MiFID and the European Economic Area (EEA)
MiFID and countries outside the European
Economic Area
MiFID and the Offshore Financial Centers
(OFCs)
MiFID and the USA
MiFID and the Reg NMS:
Similarities and differences between the Regulation for
National Market System (Reg NMS) in the United States and the
MiFID in EU
E. MiFID and Alternative
Investments
MiFID and Hedge Funds
Sophisticated onshore and offshore legal structures
Minimizing regulatory, operational and compliance risks
We will
discuss how countries and firms use compliance as a
competitive advantage. This is a very important part of this
presentation.
Cost - Fixed fee
Fixed
fees, fixed terms. You know the exact final cost. Everything
is included in this price (expenses, flights, tax etc.)
Example:
Fees for George
Lekatis, General Manager and Chief Compliance Consultant of
Compliance LLC, for presentations in Europe:
US$ 9,800 (and US$ 2,000 for each additional day) - final
cost.
Everything is included in this price (expenses, flights, tax
etc.)
For other
trainers the fee may be different
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